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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Douglas Dawson | Houston | TX | 12/2021 | Present |
| Northwestern Mutual Investment Services Llc | Houston | TX | 12/2021 | Present |
| Orr Financial Group | Victoria | TX | 04/2016 | 09/2021 |
| The Cutting Garden | Houston | TX | 07/2002 | Present |
| Finra | Washington | DC | 01/2020 | 12/2021 |
100% OWNER, THE CUTTING GARDEN, INC., 9039 KATY FREEWAY, SUITE 211, HOUSTON, , TEXAS, 77024, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/1/2002, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-15 |
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