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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-23 |
| OH | RA | APPROVED | 2020-12-17 |
Branch Locations
3415 Vision Dr, Columbus, OH 43219 • United States
277 Park Ave, Floor 36, New York, NY 10172 • United States
3401 Morse Xing, Columbus , OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bancorp | Cincinnati | OH | 03/2001 | 11/2020 |
| Fifth Third Securities, Llc | Columbus | OH | 08/2010 | 11/2020 |
| Jpmorgan Chase Bank, Na. | Westerville | OH | 11/2020 | Present |
| J.P. Morgan Securities Llc | Westerville | OH | 11/2020 | Present |
Entity Name: Personal Rock Band Investment related: N Address: Columbus, Ohio 43220 Nature of the other business: Music Position/Title/Relationship: Band Member Start Date: 02/19/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: Playing music at some local bars
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-12 |
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