Timothy Daniel O'HAra

Current Employers

Employment History

• 09/1995 → 12/2018
  The Ayco Company, L.P./Mercer Allied
  Saratoga Springs, NY
• 01/2019 → 05/2019
  Unemployed- Garden Leave Clause
  Saratoga Springs, NY
• 05/2019 → Present
  Rockefeller Financial Llc
  New York, NY
• 05/2019 → Present
  Rock & Co Llc
  New York, NY

Other Businesses

1. Greenslate, which is located at 150 W 30th St, Suite 405, New York NY 10001. This is an outsourced payroll and accounting service for movie and TV productions. The start date of this activity was 1.1.19. It is NOT investment/securities related. The Position: Member of the Board of Directors. The Number of hours per month devoted to this business is 2. 2. Since August, 2013, Tim has been a Board Member for Alabany Law School. This is a non-profit entity. He is not compensated, and he spends ~4 hours on this affiliation per month. It is not investment related. 3. Since January 2008, Tim has served as Trustee for the family trust, "Kathryn A Farrell Trust." This is a for-profit entity. However Tim is not compensated not does he have a reasonable expectation of compensation. The approximate hours per month devoted to this is 1. This affiliation is not with a client or prospective client of RCM. Tim will be acting as Trustee for the Kathryn A Farrell Trust. Tim will be an individual trustee for his wife's aunt. His duties will including managing the assets of the trust, disburse the annual income, and file tax returns. This is a for-profit entity, which Tim will not be compensated for. Tim will spend approximately 1 hour per month on this OBA, and approximately 1 hour per trading day on this OBA.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-09-29

Other Names

• Timothy Daniel Ohara
• Timothy Daniel Ohara