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Ramona Gayle Rechtin

Spc

Florence, KY

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-10-01
  • KY RA
    APPROVED
    Since 2024-10-01

Branch Locations

6900 Houston Road Suite 31 Bldg 700, Florence, KY 41042 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 09/2006 06/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2024
Parkland Securities, Llc Ann Arbor MI 10/2024 Present
Sigma Planning Corp Ann Arbor MI 10/2024 Present
Unemployed Florence KY 06/2024 09/2024
  • 09/2006 → 06/2024
    Fidelity Investments
    Covington, KY
  • 07/2018 → 06/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2024 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 10/2024 → Present
    Sigma Planning Corp
    Ann Arbor, MI
  • 06/2024 → 09/2024
    Unemployed
    Florence, KY
Previous Registrations
  • 2018-07-13 → 2024-06-06
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2008-02-27 → 2018-07-13
    Covington, KY
    Covington, KY
Other Businesses

DBA - Mueller Financial, Inc., Florence, KY. Offering financial services through Parkland Securities and advisory services through Sigma Planning Corporation. Start date: 10/1/24. INV REL: Y Independent insurance agent selling life and health products with various companies. Start date: 11/1/24, approx. 54 hrs/mo, all during mkt hrs. INV REL: Y Notary Public, Florence, KY. Offer notary services on an as needed basis. Start date: 1/22/26, approx. 2 hrs/mo, all during mkt hrs. INV REL: N

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 1996-04-03
  • S66 Uniform Combined State Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    1996-04-03
Other Names
  • Ramona G Brown
  • Ramona Gayle Brown

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