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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-01 |
Branch Locations
6900 Houston Road Suite 31 Bldg 700, Florence, KY 41042 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 09/2006 | 06/2024 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 06/2024 |
| Parkland Securities, Llc | Ann Arbor | MI | 10/2024 | Present |
| Sigma Planning Corp | Ann Arbor | MI | 10/2024 | Present |
| Unemployed | Florence | KY | 06/2024 | 09/2024 |
DBA - Mueller Financial, Inc., Florence, KY. Offering financial services through Parkland Securities and advisory services through Sigma Planning Corporation. Start date: 10/1/24. INV REL: Y Independent insurance agent selling life and health products with various companies. Start date: 11/1/24, approx. 54 hrs/mo, all during mkt hrs. INV REL: Y Notary Public, Florence, KY. Offer notary services on an as needed basis. Start date: 1/22/26, approx. 2 hrs/mo, all during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-03 |
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