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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-01-11
  • KY RA
    APPROVED
    Since 2023-01-11

Branch Locations

Citi Retail Banking 4674 Houston Road, Florence, KY 41042 • United States

Citi Wealth Management, Supervision Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Cincinnati, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Florence KY 04/2005 Present
  • 04/2005 → Present
    Citigroup
    Florence, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-11
S63 Uniform Securities Agent State Law Examination 2007-11-19
  • S65 Uniform Investment Adviser Law Examination
    2023-01-11
  • S63 Uniform Securities Agent State Law Examination
    2007-11-19
Other Names
  • Michael Ducker

View on SEC IAPD

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