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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-08 |
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2006-06-30 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co., Inc. | New York | NY | 01/2003 | Present |
1. JILL SCHERER LTD - PRESIDENT/OWNER - RETAIL STORE - 1 HOUR A WEEK NOT DURING MARKET HOURS - RECORD KEEPING 2. BQ278LLC - 1011 ROYAL CT, NORTH HILLS, NY 11040- MEMBER - 2/21 STARTED - 1 HOUR A YEAR- PARTNER W/ STEVE SEREMETIS-BUSINESS INVESTMENTS IN START-UPS 3. SOMA GROUP LLC - VENTURE CAPITAL FUND - 75 DORCHESTER DR. MANHASSETT, NY 11030 1-2 HOURS A YEAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-26 |
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