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Melissa Anderson Duffy

Hightower Advisors, LLC

Falmouth, ME

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2015-08-27
  • ME RA
    APPROVED
    Since 2015-08-27

Branch Locations

5 Fundy Rd Suite 2D, Falmouth, ME 04105 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Portland ME 08/2015 Present
Hightower Advisors, Llc Portland ME 08/2015 Present
  • 08/2015 → Present
    Hightower Securities, Llc
    Portland, ME
  • 08/2015 → Present
    Hightower Advisors, Llc
    Portland, ME
Previous Registrations
Other Businesses

1. 10/10/08 - INDEPENDENT FIXED INSURANCE - 3% TIME SPENT - CUMBERLAND FORESIDE, ME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-03
S63 Uniform Securities Agent State Law Examination 1996-02-01
  • S66 Uniform Combined State Law Examination
    2000-04-03
  • S63 Uniform Securities Agent State Law Examination
    1996-02-01
Other Names
  • Melissa Carter Anderson

View on SEC IAPD

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CHRISTOPHER R. PERRY
MATTHEW ALAN RITTENHOUSE
Robert Oliver Larochelle
ALANE MARGARET DOWNES
COREY BRIAN WOODHEAD

Other Offices

MML INVESTORS SERVICES, LLC · Falmouth, ME
CETERA INVESTMENT ADVISERS LLC · FALMOUTH, ME
STILLWATER INVESTING · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Westbrook, ME
PARK AVENUE SECURITIES LLC · WESTBROOK, ME
CETERA INVESTMENT ADVISERS LLC · WESTBROOK, ME
COMMONWEALTH FINANCIAL NETWORK · FALMOUTH, ME
EDWARD JONES · FALMOUTH, ME

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