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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2017-03-25 |
Branch Locations
75 Leighton Road Bldg 3, Falmouth, ME 04105 • United States
Harpswell, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Burlington | MA | 04/1990 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Falmouth | ME | 07/2016 | Present |
| Mml Investors Services, Llc | Falmouth | ME | 03/2017 | Present |
(1)Name: Alane M. Downes Inv rel: Y Add: Residential address Nature: NonMMLIA Insurance Brokerage Position: Sales Start date: 11/15/2014 No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: individual and group life, individual and group health. Long-term Care Insurance, Fixed Annuities, Life Insurance (2)Name: William B. Fall Inv rel: Y Add: Residential address Nature: Simple Rental Property Position: Co-owner Start date: 11/15/2014 No. HR/MO: 8 No. HR/MO during sec trading: 4 Describe duties: Rental of vacation studio. Collecting rent, paperwork, correspondence (3)Name: Alane M. Downes Inv rel: N Add: At Residential Address Nature: Other - Photography Position: Photographer Start date: 05/14/2021 No. HR/MO: 4 - 8 No. HR/MO during sec trading: 1 - 2 Describe duties: Occasional photo sales and sales of related media such as canvas prints as a result of photography during off hours. Infrequent participation in a local art exhibit. Opportunity to accept a photography assignment that can be carried out during off hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-20 |
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