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Peter Kelley

Ubs Financial Services Inc.

Portland, ME

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-08-24
  • ME RA
    APPROVED
    Since 2026-08-24

Branch Locations

One City Center 10Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Falmouth ME 10/2023 07/2026
Mml Investors Services, Llc Falmouth ME 11/2023 07/2026
Tidesmart Falmouth ME 01/2022 03/2025
Amazon Windsor CT 03/2020 01/2022
Peter Kelley - Independent Contractor - Freelancer Los Angeles CA 10/2010 03/2020
Ubs Financial Services, Inc Portland ME 08/2026 Present
  • 10/2023 → 07/2026
    Massmutual Life Insurance Co
    Falmouth, ME
  • 11/2023 → 07/2026
    Mml Investors Services, Llc
    Falmouth, ME
  • 01/2022 → 03/2025
    Tidesmart
    Falmouth, ME
  • 03/2020 → 01/2022
    Amazon
    Windsor, CT
  • 10/2010 → 03/2020
    Peter Kelley - Independent Contractor - Freelancer
    Los Angeles, CA
  • 08/2026 → Present
    Ubs Financial Services, Inc
    Portland, ME
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-10
  • S66 Uniform Combined State Law Examination
    2024-06-10

View on SEC IAPD

Other Firms

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MASCOMA WEALTH MANAGEMENT
MAINE SECURITIES CORPORATION
PENOBSCOT FINANCIAL ADVISORS

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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