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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-16 |
| ME | RA | APPROVED | 2019-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Falmouth | ME | 08/2018 | Present |
| Mml Investors Services, Llc | Falmouth | ME | 08/2018 | Present |
| The Recensere Group | Windham | ME | 01/2018 | Present |
| Mfm Services | Jacksonville | FL | 06/2016 | 03/2018 |
(1) NAME: ROBERT LAROCHELLE INV REL: Y ADD: 75 LEIGHTON ROAD, #3, FALMOUTH, ME 04105 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/12/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES (2) NAME: COASTAL WEALTH STRATEGIES LLC INV REL: Y ADD: 75 LEIGHTON ROAD, #3, FALMOUTH, ME 04105 NATURE: PARTNER OF LLC USED FOR FINANCIAL SERVICES POSITION: PARTNER, FINANCIAL PLANNER START DATE: 01/01/2026 NO. HR/MO: 200 NO. HR/MO DURING SEC TRADING: 150
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-18 |
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