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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
UT RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

10010 S State St 2Nd Fl, Sandy, UT 84070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
  • 2002-01-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Salt Lake City, UT
    Sandy, UT
    Salt Lake City, UT
    Draper, UT
Other Businesses

DARIN & MELANIE DEWSNUP RANCH AT SOLDIER SUMMIT; NOT INV. RELATED; SOLDIER SUMMIT, UT; 100% OWNERSHIP WITH SPOUSE; START 6/6/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SHEEP RANCH. SOLDIER SUMMIT LOCAL DISTRICT; NOT INV. RELATED; SOLDIER SUMMIT, UT; BOARD OF TRUSTEES; START 2/2023; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OVERSEE THE SMOOTH RUNNING AND DELIVERY OF WATER TO CABINS AND LOT OWNERS AT SOLDIERS SUMMIT. RENTAL PROPERTY, INV RELATED, HERRIMAN, UT, 100% OWNERSHIP, START 8/1/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUILDING RENTALS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-05
S63 Uniform Securities Agent State Law Examination 1995-12-28
  • S65 Uniform Investment Adviser Law Examination
    1996-01-05
  • S63 Uniform Securities Agent State Law Examination
    1995-12-28

View on SEC IAPD

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