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Lisa R. Gamble

Raymond James & Associates, Inc.

Nashville, TN

Hendersonville, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2006-10-26
  • TN RA
    APPROVED
    Since 2006-10-26

Branch Locations

1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States

Hendersonville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Nashville TN 09/2006 Present
Previous Registrations
  • 2005-06-30 → 2006-10-06
    Truist Investment Services, Inc.
    Nashville, TN
    Nashville, TN
  • 2002-07-05 → 2005-06-30
    Truist Securities, Inc.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-02
S63 Uniform Securities Agent State Law Examination 1996-02-27
  • S66 Uniform Combined State Law Examination
    2001-03-02
  • S63 Uniform Securities Agent State Law Examination
    1996-02-27
Other Names
  • Lisa R Wagner
  • Lisa R Gamble

View on SEC IAPD

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