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Current Employers
Umb Financial Services, Inc.

928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-27
MN RA APPROVED 2025-10-21
CA RA APPROVED 2023-05-17
CO RA APPROVED 2023-05-17
MD RA APPROVED 2023-05-17
NC RA APPROVED 2023-05-17
SC RA APPROVED 2023-05-17
MO RA APPROVED 2021-12-08
IL RA APPROVED 2021-11-15
  • FL RA
    APPROVED
    Since 2025-10-27
  • MN RA
    APPROVED
    Since 2025-10-21
  • CA RA
    APPROVED
    Since 2023-05-17
  • CO RA
    APPROVED
    Since 2023-05-17
  • MD RA
    APPROVED
    Since 2023-05-17
  • NC RA
    APPROVED
    Since 2023-05-17
  • SC RA
    APPROVED
    Since 2023-05-17
  • MO RA
    APPROVED
    Since 2021-12-08
  • IL RA
    APPROVED
    Since 2021-11-15

Branch Locations

101 N. High Street, Belleville, IL 62220-1484 • United States

401 N Bluff Rd, Collinsville, IL 62234 • United States

827 Arnold Commons Drive, Arnold, MO 63010 • United States

4200 W 115Th Street, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank St Louis MO 04/2013 11/2018
Unemployed Columbia IL 11/2018 08/2021
Umb Bank Belleville IL 08/2021 Present
Umb Financial Services Inc Belleville IL 09/2021 Present
  • 04/2013 → 11/2018
    Us Bank
    St Louis, MO
  • 11/2018 → 08/2021
    Unemployed
    Columbia, IL
  • 08/2021 → Present
    Umb Bank
    Belleville, IL
  • 09/2021 → Present
    Belleville, IL
Previous Registrations
  • 2010-01-20 → 2014-04-04
    Smithton, IL
    St Louis, MO
    Belleville, IL
Other Businesses

1) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 08/30/2021, 8 hours per month allocated to UMB Bank during normal business hours 2) Sint Maarten Condo Rental, Comp unknown at the is time and will be based on rentals,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-12
S63 Uniform Securities Agent State Law Examination 2009-09-25
  • S66 Uniform Combined State Law Examination
    2021-11-12
  • S63 Uniform Securities Agent State Law Examination
    2009-09-25
Other Names
  • Michael Dale Cleveland

View on SEC IAPD

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