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Current Employers
Davinci Financial Designs

5301 N. Trenholm Road Suite A, Columbia, SC 29206 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-05-06
VA RA APPROVED 2022-05-06
  • SC RA
    APPROVED
    Since 2022-05-06
  • VA RA
    APPROVED
    Since 2022-05-06

Branch Locations

5301 N. Trenholm Road Suite A, Columbia, SC 29206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Columbia SC 07/2008 05/2022
Lpl Financial Forest Acres SC 05/2022 Present
Davinci Financial Designs Columbia SC 05/2022 Present
  • 07/2008 → 05/2022
    Lincoln Financial Securities Corporation
    Columbia, SC
  • 05/2022 → Present
    Lpl Financial
    Forest Acres, SC
  • 05/2022 → Present
    Columbia, SC
Previous Registrations
  • 1993-06-02 → 2022-05-10
    Osaic Fs, Inc.
    Columbia, SC
    Columbia, SC
Other Businesses

1- 05/2022 / DaVinci Risk Designs LLC / Non-Variable Insurance / Investment Related / Forest Acres, SC 2- 05/2022 / DBA for LPL Business (entity for LPL business) / DaVinci Investment Services / Investment Related / Forest Acres, SC 3- 05/10/2022 - DaVinci Financial Designs, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 5/6/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading- Time Spent 90% - I provide investment advisory services through DaVinci Financial Designs, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 4. 05/10/2022 - DaVinci Financial Designs, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 5/6/2022 - 160 Hours Per Month/ 40 Hours During Securities Trading- Time Spent 90% - I provide investment advisory services through DaVinci Financial Designs, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5. 05/05/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/14/2023 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-09
S63 Uniform Securities Agent State Law Examination 1995-11-10
  • S65 Uniform Investment Adviser Law Examination
    2004-01-09
  • S63 Uniform Securities Agent State Law Examination
    1995-11-10

View on SEC IAPD

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