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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • CO RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

7472 S Shaffer Ln Ste 150, Littleton, CO 80127 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lakewood CO 09/2005 Present
Raymond James Financial Services Advisors, Inc. Lakewood CO 01/2009 Present
Bruner Sound, Inc. Lakewood CO 12/2009 Present
Previous Registrations
  • 2002-09-09 → 2005-08-29
    Morgan Stanley Dw Inc.
    Centennial, CO
  • 1999-01-01 → 2002-05-14
    A. G. Edwards & Sons, Inc.
    Lakewood, CO
Other Businesses

(1)Name of Business: Mile Hi Gifts and Treasures Address: 1997 S. Xenon St, Lakewood, CO, 80228, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 10/16/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Hobby making Jewelry and sometimes sell some. Mostly make gifts for friends and family. Not making a profit. go to some craft shows.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26
Other Names
  • Melissa Susan Osdin

View on SEC IAPD

Other Firms

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