John David Obrien

Current Employers

Employment History

• 10/2016 → 11/2019
  Relate Finance Llc
  Bryn Mawr, PA
• 12/2014 → 10/2016
  Stay-At-Home Parent
  Bryn Mawr, PA
• 09/2019 → 08/2020
  Pruco Securities Llc
  Exton, PA
• 02/2020 → 08/2020
  The Prudential Insurance Company Of America
  Exton, PA
• 11/2020 → Present
  Ameriprise Financial Services, Llc
  Plymouth Meeting, PA

Previous Registrations

• 2020-02-06 → 2020-08-25
  Pruco Securities, Llc.
  Camp Hill, PA
  Exton, PA
• 2017-03-23 → 2019-12-17
  Relate Personal Finance
  Bryn Mawr, PA
• 2013-05-30 → 2013-12-31
  My Financial Plan, Inc.
  Richmond, VA

Other Businesses

Outside Employment; The Agnes Irwin School; Assistant Cross Country/Track Coach - Coaching High School athletes.; ; 275 S Ithan Avenue, , Rosemont, PA, 19010; Not Investment-Related; 02/17/2020; 20 to 39 hours per month; 10 to 19 during trading hours / KSP MLS LLC; Employee; Manage advisory business; 1000 Germantown Pike, Suite A-1, Plymouth Meeting, PA, 19462; Investment-Related; 08/01/2026; 60 hours per month; 40 to 59 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-12-20
• S65 Uniform Investment Adviser Law Examination
  2017-02-15