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Jaime Moreno

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-29
  • NY RA
    APPROVED
    Since 2024-08-29

Branch Locations

2219 Broadway, New York, NY 10024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
40 Maple Leaf, Llc New Hyde Park NY 12/2014 09/2021
Jpmorgan Chase Bank, N.A. New York NY 02/2006 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 12/2014 → 09/2021
    40 Maple Leaf, Llc
    New Hyde Park, NY
  • 02/2006 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 1995-11-21
  • S66 Uniform Combined State Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    1995-11-21
Other Names
  • Jaime Moreno
  • Jaime Orlando Moreno

View on SEC IAPD

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