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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-05-08 |
| TX | RA | APPROVED | 2015-05-08 |
Branch Locations
2121 Rosecrans Avenue Suite 1300, El Segunda, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 05/2015 | Present |
University of California / 3670 Trousdale Pkwy Los Angeles, California 90089 / Educational Establishment/ Education / Primarily help organize events, etc. / Member of Board of directors / / help plan events, coordinate speakers, etc. / Start Date / 6/30/2018 The California Club,Los AngelesCalifornia,private, invitation only social club functioning under as 501(c)(7)OtherSocial Clubnon profit social club designed for networking, dining and recreation among its members.,Member of Board of directors,Board member, Chairman of Finance Committee and Treasurer,Start date 2/28/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-02 |
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