Sandra Clay Mcdearman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 12/2017
  Stephens Inc
  Memphis, TN
• 01/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Germantown, TN

Previous Registrations

• 2011-09-15 → 2017-12-18
  Stephens
  Memphis, TN
• 2011-07-05 → 2011-10-11
  Lpl Financial Llc
  Germantown, TN
• 2010-03-19 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Germantown, TN
• 2008-03-19 → 2009-07-14
  Valic Financial Advisors, Inc.
  Brentwood, TN

Exams

• S66 Uniform Combined State Law Examination
  2008-03-18
• S63 Uniform Securities Agent State Law Examination
  2001-11-26

Other Names

• Sandra D Clay
• Sandra C Mcdearman
• Sandra Clay Mcdearman
• Sandra Mcdearman