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Sandra Clay Mcdearman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Memphis, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-13
TN RA APPROVED 2018-01-22
  • TX RA
    APPROVED
    Since 2018-02-13
  • TN RA
    APPROVED
    Since 2018-01-22

Branch Locations

6060 Poplar Ave, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Memphis TN 09/2011 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Germantown TN 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-18
S63 Uniform Securities Agent State Law Examination 2001-11-26
  • S66 Uniform Combined State Law Examination
    2008-03-18
  • S63 Uniform Securities Agent State Law Examination
    2001-11-26
Other Names
  • Sandra D Clay
  • Sandra C Mcdearman
  • Sandra Clay Mcdearman
  • Sandra Mcdearman

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
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