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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2009-07-28 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
5885 Sw Meadows Road Ste 150, Lake Oswego, OR 97035 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Lake Oswego | OR | 04/2009 | Present |
KHABC PROPERTIES; INVESTMENT RELATED; TIGARD, OREGON; LLC THAT OWNS RENTAL PROPERTIES; OWNER; START: 1/2012; APPROX: 10 HOURS YEARLY, NONE DURING BUSINESS HOURS; DUTIES: RENTAL PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-10 |
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