Kevin Scott

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-24
NJ	RA	APPROVED	2020-09-04

TX RA
APPROVED_RES

Since 2023-01-24
NJ RA
APPROVED

Since 2020-09-04

Branch Locations

350 Passaic Ave Ste 202, Fairfield, NJ 07004-3561 • United States

Wayne, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Wayne	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Wayne	NJ	11/2016	09/2020
Ameriprise Financial Services, Llc	Fairfield	NJ	09/2020	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Wayne, NJ
11/2016 → 09/2020

Wells Fargo Clearing Services, Llc

Wayne, NJ
09/2020 → Present

Ameriprise Financial Services, Llc

Fairfield, NJ

Previous Registrations

2009-09-16 → 2020-09-08

Wells Fargo Clearing Services, Llc

Morristown, NJ

Wayne, NJ

Morristown, NJ

Florham Park, NJ

Wayne, NJ

Fairfield, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-12-07

S63 Uniform Securities Agent State Law Examination

1995-12-07

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews