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Julia Jiuyan Li

Morgan Stanley

Cupertino, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-08
CA RA APPROVED 2021-04-30
  • TX RA
    APPROVED_RES
    Since 2025-12-08
  • CA RA
    APPROVED
    Since 2021-04-30

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Belmont CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Belmont CA 11/2016 04/2021
Morgan Stanley Smith Barney Llc Cupertino CA 04/2021 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2021 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Belmont, CA
  • 11/2016 → 04/2021
    Wells Fargo Clearing Services, Llc
    Belmont, CA
  • 04/2021 → Present
    Morgan Stanley Smith Barney Llc
    Cupertino, CA
  • 06/2021 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2011-01-03 → 2021-05-05
    Wells Fargo Clearing Services, Llc
    Belmont, CA
    Milpitas, CA
    San Jose, CA
    Milpitas, CA
    Milpitas, CA
    Walnut Creek, CA
    Milpitas, CA
    Walnut Creek, CA
    Milpitas, CA
  • 2010-05-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Belmont, CA
  • 2007-05-29 → 2010-05-26
    Citigroup Global Markets Inc.
    San Jose, CA
    San Jose, CA
  • 2002-06-04 → 2007-05-29
    Citicorp Investment Services
    San Jose, CA
    San Jose, CA
Other Businesses

*435904 - Trust; Investment related - Yes; Cupertino, California; 01/2009; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-14
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S65 Uniform Investment Adviser Law Examination
    1996-08-14
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26
Other Names
  • Jiuyan Li
  • Jiuyan Ji Li
  • Julia Li
  • Jiuyan J Li

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA

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