Nelson Wingate Heinrichs

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-12-03
OH	RA	APPROVED	1999-06-28
TX	RA	APPROVED_RES	1998-01-06

CA RA
APPROVED

Since 2024-12-03
OH RA
APPROVED

Since 1999-06-28
TX RA
APPROVED_RES

Since 1998-01-06

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbus	OH	06/1996	Present
Bank Of America, N.A.	Columbus	OH	05/2011	Present

06/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH
05/2011 → Present

Bank Of America, N.A.

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-06
S63	Uniform Securities Agent State Law Examination	1995-11-08

S65 Uniform Investment Adviser Law Examination

1996-09-06
S63 Uniform Securities Agent State Law Examination

1995-11-08

Other Names

(Iii) Nelson Wingate Heinrichs

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews