Paul Monti Santucci

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Commonwealth Financial Network
  Waltham, MA
• 01/2007 → Present
  Paul Santucci Financial Services
  Greenville, RI

Previous Registrations

• 2006-02-24 → 2007-01-22
  Loring Advisory Group
  Greenville, RI
• 2003-01-27 → 2006-01-11
  Lpl Financial Llc
  New Bedford, MA
  Greenville, RI

Other Businesses

1. Fixed insurance sales, as of 2005, 10% of time spent during business hours, conducted at branch, investment related. 2. Cortland Financial Services, Inc., doing business as Paul Santucci Financial Services, president and owner of private entity setup as operating company for securities, investment advisory, and insurance business, as of 12/2002, 100% of time spent during business hours, conducted at branch, investment related. 3. Elected official, Rhode Island State Representative District 53; Located at 82 Smith St., Providence, RI, 02903 as of 1/07/2025; 5% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1996-03-26