Jay Leon Lefkowicz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2016 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*1048335 For profit or not for profit: Name of outside business organization: CMT Association Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , The CMT Association is a global credentialing body with nearly 50 years of service to the financial industry. I am a grader for the Level 3 exam for CMT designation.

Exams

• S66 Uniform Combined State Law Examination
  2015-10-01
• S63 Uniform Securities Agent State Law Examination
  1996-04-03

Other Names

• Jay Leon Lefkowicz