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Kathleen Andrews Warren

Cardinal Capital Management Inc

Raleigh, NC

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Current Employers
Cardinal Capital Management Inc

2626 Glenwood Avenue Suite 380, Raleigh, NC 27608 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-09-03
  • NC RA
    APPROVED
    Since 2010-09-03

Branch Locations

2626 Glenwood Avenue Suite 380, Raleigh, NC 27608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cardinal Capital Management Inc Raleigh NC 06/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-02
S63 Uniform Securities Agent State Law Examination 2006-03-16
  • S65 Uniform Investment Adviser Law Examination
    2010-09-02
  • S63 Uniform Securities Agent State Law Examination
    2006-03-16
Designations
Other Names
  • Kathleen Elizabeth Andrews
  • Kathleen Elizabeth Andrews
  • Kathleen E Andrews
  • Kathleen A. Warren

View on SEC IAPD

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