Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-26 |
Branch Locations
11545 W. Bernardo Ct. Ste 301, San Diego, CA 92127 • United States
Temecula, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uboc Investment Services, Inc. | San Francisco | CA | 10/1996 | 06/2020 |
| Lpl Financial Llc | San Diego | CA | 06/2020 | Present |
1. 10/13/2020 - Roybal Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/10/2020.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-11-29 |
Reach out to this advisor