Richard Tassiello

Current Employers

Employment History

• 02/2004 → Present
  Rsg Partners Financial & Insurance Services, Inc.
  La Jolla, CA
• 01/2009 → 11/2016
  Securities America, Inc.
  La Jolla, CA
• 01/2004 → Present
  Retirement Strategies Group, Inc.
  La Jolla, CA
• 01/2013 → 11/2016
  Securities America Advisors, Inc.
  San Diego, CA
• 09/2014 → 11/2016
  Arbor Point Advisors
  San Diego, CA
• 11/2016 → 01/2024
  Woodbury Financial Services Inc
  San Diego, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2016-12-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Carlsbad, CA
  San Diego, CA
  San Diego, CA
  Carlsbad, CA
  San Diego, CA
• 2013-01-14 → 2016-12-02
  Securities America Advisors, Inc.
  San Diego, CA
• 2014-09-04 → 2016-12-02
  Arbor Point Advisors
  San Diego, CA

Other Businesses

1) RSG PARTNERS FINANCIAL & INSURANCE SERVICES, INC. POSITION: President / Owner NATURE: CA Licenced Insurance Agency. Sale of fixed life insurance, fixed annuities, long term care, disability and health insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2004 ADDRESS: 3530 Camino Del Rio N, Suite 206, San Diego CA 92108, United States DESCRIPTION: Sale of fixed insurance lines. Day to day operations of the agency. 2) HARD ROCK HOTEL CONDO - REAL ESTATE POSITION: Owner NATURE: Condo - real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007 ADDRESS: 207 5th Ave, Unit 522, San Diego CA 92101 DESCRIPTION: Hard Rock Hotel - I own a Unit 522. I have a rental management agreement on file where the Hard Rock rents out the Unit. I do not have any duties with respect to the project.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-30
• S63 Uniform Securities Agent State Law Examination
  2001-11-21