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433 Main Street, Green Bay, WI 54301-5114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-05-08 |
Branch Locations
2701 N. Richmond Street, Appleton, WI 54911 • United States
525 West Monroe Street, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Appleton | WI | 08/2012 | 02/2017 |
| Associated Investment Services, Inc. | Green Bay | WI | 05/2017 | Present |
The Moonlighters, Brian Harrison with Bananas Entertainment, 701 W. 10th St., Kaukauna, WI 54130; Not investment-related; Started 9/7/2017; Sing in a duo; Will receive a portion of what Bananas Entertainment or the venue pays Mr. Harrison; I will be taking the spot of his wife singing in the duo for a period of time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-23 |
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