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Armando Cosmo Garofalo

LPl Financial LLC

Fairfield, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-15
  • NJ RA
    APPROVED
    Since 2023-12-15

Branch Locations

271 Us Highway 46, Bldg F104, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mkn Financial Services Fairfield NJ 04/1999 Present
Cadaret, Grant & Co., Inc Fairfield NJ 10/1999 12/2023
Lpl Financial Fairfield NJ 12/2023 Present
  • 04/1999 → Present
    Mkn Financial Services
    Fairfield, NJ
  • 10/1999 → 12/2023
    Cadaret, Grant & Co., Inc
    Fairfield, NJ
  • 12/2023 → Present
    Lpl Financial
    Fairfield, NJ
Previous Registrations
  • 1998-01-05 → 2023-12-18
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Pt. Pleasant Beach, NJ
    Sparta, NJ
    Point Pleasant, NJ
    Fairfield, NJ
    Nutley, NJ
    Syracuse, NY
Other Businesses

1- 12/2023 / Lattimer Realty / Real Estate Rental / Investment Related / start date 06/15/2020 2- 12/2023 / MKN FINANCIAL SERVICES INC / DBA for LPL Business (entity for LPL business) / Investment Related / start date 04/15/1996 3- 12/2023 / MKN FINANCIAL SERVICES INC / Tax Prep/Accounting/CPA / Investment Related / start date 04/15/1996 4- 12/2023 / Armando Garofalo / Notary / Investment Related / start date 04/15/1996

Other Names
  • Armando Garofalo

View on SEC IAPD

Other Firms

BROOKSTONE WEALTH ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRITY ALLIANCE, LLC.
LPL ENTERPRISE, LLC
KEY CLIENT FIDUCIARY ADVISORS, LLC
NATIONS FINANCIAL GROUP, INC.
ALLSTATE FINANCIAL ADVISORS, LLC
PODELL FINANCIAL GROUP LLC

Other Investors

FRANK WILHELM KAPITZA
RICHARD BLANEY
STEPHEN PAUL GUNBY
DIANA M LONGO
SASA PALAVESTRA
HENRY ANTHONY DIIORIO
JOEL DAVID ORRIS
Christian Raymond Garces

Other Offices

BROOKSTONE WEALTH ADVISORS, LLC · Fairfield, NJ
CETERA INVESTMENT ADVISERS LLC · FAIRFIELD, NJ
INTEGRITY ALLIANCE, LLC. · Fairfield, NJ
LPL ENTERPRISE, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
NATIONS FINANCIAL GROUP, INC. · Fairfield, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Fairfield, NJ

More in Fairfield, NJ

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