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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-23 |
| NC | RA | APPROVED | 2021-02-22 |
Branch Locations
3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
175 Regency Woods Pl Suite 450, Cary, NC 27518 • United States
Durham, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Raleigh | NC | 02/2013 | Present |
| Crossfit Durham | Durham | NC | 12/2018 | 03/2019 |
(1) JAMES ASHBY POSITION: SPOUSE NATURE: TRADING AUTHORITY IN MY HUSBAND'S ACCOUNT INVESTMENT RELATED: YES NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 09/19/2012 ADDRESS: DURHAM, NC DESCRIPTION: TRADING FOR MY HUSBAND'S IRA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-12 |
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