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Usi Securities, Inc. CRD 43793
163 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 03/1994 | 12/2018 |
| John Hancock Distributors Llc | Boston | MA | 03/1998 | 12/2018 |
| John Hancock Funds Llc | Boston | MA | 10/2007 | 12/2018 |
| Jhfn Sii | Boston | MA | 12/2010 | 12/2018 |
| Usi Securities, Inc. | Glastonbury | CT | 10/2019 | Present |
| Usi Consulting Group, Inc. | Glastonbury | CT | 10/2019 | Present |
| Active Job Search | Dedham | MA | 01/2019 | 09/2019 |
The Conveyor Belt, Inc. Start date: 12.01.2020. 37 Willard St, Ste 361 Quincy, MA 02169. Education & Skills Enhancement. Owner/Personal - Guidance and Strategic Planning. 5 Hours per Month - not during trading hours. Raising or soliciting of funds or gifts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-10 |
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