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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-07-09
  • MA RA
    APPROVED
    Since 2020-07-09

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

12 Gill Street Suite 5500, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 03/1994 12/2018
John Hancock Distributors Llc Boston MA 03/1998 12/2018
John Hancock Funds Llc Boston MA 10/2007 12/2018
Jhfn Sii Boston MA 12/2010 12/2018
Usi Securities, Inc. Glastonbury CT 10/2019 Present
Usi Consulting Group, Inc. Glastonbury CT 10/2019 Present
Active Job Search Dedham MA 01/2019 09/2019
  • 03/1994 → 12/2018
    John Hancock
    Boston, MA
  • 03/1998 → 12/2018
    John Hancock Distributors Llc
    Boston, MA
  • 10/2007 → 12/2018
    John Hancock Funds Llc
    Boston, MA
  • 12/2010 → 12/2018
    Jhfn Sii
    Boston, MA
  • 10/2019 → Present
    Glastonbury, CT
  • 10/2019 → Present
    Usi Consulting Group, Inc.
    Glastonbury, CT
  • 01/2019 → 09/2019
    Active Job Search
    Dedham, MA
Other Businesses

The Conveyor Belt, Inc. Start date: 12.01.2020. 37 Willard St, Ste 361 Quincy, MA 02169. Education & Skills Enhancement. Owner/Personal - Guidance and Strategic Planning. 5 Hours per Month - not during trading hours. Raising or soliciting of funds or gifts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-15
S63 Uniform Securities Agent State Law Examination 1997-09-10
  • S66 Uniform Combined State Law Examination
    2020-05-15
  • S63 Uniform Securities Agent State Law Examination
    1997-09-10

View on SEC IAPD

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