Stokes Keisler Shealy

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Columbia, SC
• 11/2016 → 02/2017
  Wells Fargo Clearing Services, Llc
  Columbia, SC
• 02/2017 → Present
  Bb&T Securities
  Columbia, SC
• 02/2021 → Present
  Truist Investment Services, Inc.
  Columbia, SC
• 02/2021 → Present
  Truist Advisory Services, Inc.
  Columbia, SC

Previous Registrations

• 2017-02-09 → 2021-02-17
  Bb&T Securities, Llc
  Columbia, SC
  Richmond, VA
• 2009-05-22 → 2017-02-15
  Wells Fargo Clearing Services, Llc
  Columbia, SC
  Mount Pleasant, SC
• 2004-10-08 → 2009-05-27
  Banc Of America Investment Services, Inc.
  Aiken, SC
  Columbia, SC
• 2001-08-23 → 2004-10-20
  Legg Mason Wood Walker, Incorporated
  Columbia, SC

Other Businesses

ROTARY CLUB OF FOREST ACRES POSITION: member NATURE: http://www.forestacresrotary.org/past president INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2006 ADDRESS: 6719 North Trenholm Rd, Columbia SC 29206 AMERICAN HEART ASSOCIATION POSITION: advisory capacity for walk NATURE: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2018 ADDRESS: 190 Knox Abbott Dr., Cayce SC 29033 THE LEUKEMIA & LYMPHOMA SOCIETY POSITION: volunteer NATURE: Executive Challenge fund raising for Light the Night INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 09/25/2018 ADDRESS: 107 Westpark Blvd, Suite 150, Columbia SC 29210 COLUMBIA EXECUTIVES AND OWNER'S ASSOCIATION POSITION: member - Chairman of the Board NATURE: Group promotes business for and through its membership. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 06/03/2002 ADDRESS: Columbia SC, United States DESCRIPTION: Promote business by getting to know the people in the group. No operational authority however more of a figure head. I will only be involved if there are any internal disputes that the operating board cannot resolve. I will not have check signing authority or operational control.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1996-01-04

Designations

Other Names

• Keith Shealy