Michael Steven Lomas

Current Employers

Employment History

• 07/1996 → Present
  Self Employed
  Depew, NY
• 01/2008 → Present
  Independent Solutions Wealth Management, Llc
  Williamsville, NY
• 12/2009 → Present
  Neiman Fds Mgmt
  Williamsville, NY
• 09/2015 → Present
  Peak Brokerage Services Llc
  Jupiter, FL
• 09/2015 → 02/2020
  Blackridge Asset Management Llc
  Williamsville, NY

Previous Registrations

• 2004-06-11 → 2015-09-24
  Next Financial Group, Inc.
  Williamsville, NY
  Jupiter, FL
  Williamsville, NY
  Casselberry, FL
  Hamburg, NY
  Lake Worth, FL

Other Businesses

1) INDEPENDENT SOLUTIONS WEALTH MANAGMENT, LLC (RIA); 30% TIME SPENT; .33% OWNERSHIP 2) FINANCIAL GUYS, LLC.; RADIO SHOW, ADVERTISING, INSURANCE SALES; 45% TIME SPENT, 50% OWNERSHIP 3)NEIMAN FUNDS MANAGEMENT(CORP); MUTUAL FUNDS ADVISOR - NEIMAN LARGE CAP VALUE FUND; DIRECTOR; ACTIVE OWNER; 20% TIME SPENT; 16% OWNERSHIP; UNKNOWN COMP; CONTINUOUS TERM. 4) Medicare Advantage; Marketing Director. 5 hours per month spent on the activity. 5 hours per month spent on activity during trading hours. 5) Insurance- Medicare/Medicaid; President, Marketing. The Financial Guys. Start Date: 9.20.16. 10 hours per month spent on the activity. 0 hours per month spent on activity during trading hours. 6) THE FINANCIAL GUYS INSURANCE, LLC; CO-OWNER/PARTNER, LIMITED OPERATIONAL INVOLVEMENT. START DATE: 6/1/17. 4 HOURS PER MONTH SPENT ON ACTIVITY. 0 HOURS PER MONTH SPENT ON ACTIVITY DURING TRADING HOURS. 7) THE FINANCIAL GUYS, LLC; CO-OWNER/PARTNER, LIMITED OPERATIONAL INVOLVEMENT. START DATE: 6/1/17. 4 HOURS PER MONTH SPENT ON ACTIVITY. 0 HOURS PER MONTH SPENT ON ACTIVITY DURING TRADING HOURS. 8) 305 Spindrift, LLC; Ownership Of Building; Co-Owner; Start Date: 4/1/18; Approx Hours Spent On Activity Per Month: 2; Approx Hours Spent On Activity Per Month During Trading Hours: 0 9)Company Name: TFG Insurance/TFG Florida Insurance; Type of Outside Business Activity: Property and Casualty; Position: Manager; Duties of Position: Marketing Director; Start Date: 09/30/2020; Approximate # of hours per month spent: 20; Approximate # of hours spent during trading hours: 1 10) Business Entity: Peak Brokerage Services, LLC Business Activity: Minority Interest <5%; Duties of Position: Management; Title: Member; Approx. # of hrs. spent per month: 1.5Hrs; Approx. # of hrs. spent during trading hrs.: 1.5 11) Business Entity: Mochua Properties LLC; Business Activity: Real Estate Investment; Duties of Position: Owner; Title: Owner: Start Date: 06/22; Approx. # of hours per month spent on activity: 2; Approx. # of hours spent during trading hours: 0 12) Business Entity: The Financial Guys Media; Business Activity: Media/Marketing; Duties of Position: Talent; Title: Marketing Manager; Start Date: 04/23; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 2 13) Business Entity: Lomas Motorsports; Business Activity: Drag Race Car Team; Address: Williamsville, NY; Duties of Position: Owner; Title: President; Start Date: 7/24; Approx. # of hours per month spent on activity: 10; Approx. # of hours spent during trading hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-15
• S63 Uniform Securities Agent State Law Examination
  1996-12-12

Other Names

• Mike Lomas