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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-02-25 |
| CA | RA | APPROVED | 2018-03-06 |
| TX | RA | APPROVED | 2018-03-06 |
| UT | RA | APPROVED | 2014-05-22 |
Branch Locations
4343 Easton Commons, Columbus, OH 43219 • United States
Plain City, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Columbus | OH | 03/2014 | Present |
| Papa Johns | Farmington | UT | 04/2012 | Present |
*599395 - Market Force Information; Investment Related - No; Peachtree Corners, Georgia; Education; Mystery Shopper(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 4; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-27 |
| S65 | Uniform Investment Adviser Law Examination | 2005-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-01 |
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