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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| MN | RA | APPROVED | 2014-04-24 |
Branch Locations
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
100 South 5Th Street Suite 2200, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Minneapolis | MN | 04/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-06 |
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