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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2014-02-14
  • OK RA
    APPROVED
    Since 2014-02-14

Branch Locations

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

7633 E. 63Rd Place # 300, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grothjan Financial Services Tulsa OK 06/1985 Present
Money Concepts Capital Corp Palm Beach Gardens FL 02/2014 Present
Previous Registrations
Other Businesses

1.GROTHJAN FINANCIAL SERVICES,DATE OF INCEPTION 06/01/1985. 4325 E 51 STREET, #105, TULSA, OK 74135, SOLE PROPRIETORSHIP, AGENT OR REPRESENTATIVE, SELL AND SERVICE GROUP AND INDIVIDAL HELATH INSURANCE, NON INVESTMENT RELATED BUSINESS, 16 HRS. MO. CONDUCTING THIS ACTIVITY . 2. Treasure Trove Collectable, since 4/28/2023, 52401 E. 340Rd, Jay , OK 74346. Owner, Non-investment related, 1-10% time spent on activity during securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1995-12-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1995-12-28
Other Names
  • Steve Grothjan

View on SEC IAPD

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