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David Albert Castleberry

Morgan Stanley

Napa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-01-03
  • CA RA
    APPROVED
    Since 2014-01-03

Branch Locations

700 Main Street Suite 315, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Napa CA 01/2014 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2014 → Present
    Morgan Stanley
    Napa, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2011-01-03 → 2014-01-07
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
    Napa, CA
    Saint Helena, CA
    Saint Helena, CA
    Yountville, CA
    Corte Madera, CA
  • 2008-04-01 → 2011-01-03
    Wells Fargo Investments, Llc
    Napa, CA
    Saint Helena, CA
    Napa, CA
    Saint Helena, CA
    Saint Helena, CA
  • 2003-07-01 → 2008-03-28
    Wells Fargo Clearing Services, Llc
    Napa, CA
    Napa, CA
  • 1997-07-08 → 2003-07-01
    Prudential Equity Group, Llc
    Napa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-20
S63 Uniform Securities Agent State Law Examination 1995-11-22
  • S65 Uniform Investment Adviser Law Examination
    1995-12-20
  • S63 Uniform Securities Agent State Law Examination
    1995-11-22

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
5T WEALTH, LLC
BENEFITS PLUS, LLC
CHARLES SCHWAB & CO., INC.
UBS FINANCIAL SERVICES INC.

Other Investors

ERIC FLORES GONZALES
CYNTHIA LYNN VOTH
Fabiana A Filips
Katherine Engel
Wyatt Raymond Knippen
Beatriz Adriana Buenrostro
Austin P Fitzpatrick
Christopher Micco

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

More in Napa, CA

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