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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2015 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 03/2015 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2015 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2015 | Present |
| Vsr Financial Services, Inc. | Overland Park | KS | 09/2015 | 11/2016 |
| Girard Securities, Inc. | San Diego | CA | 09/2015 | 11/2017 |
| Investors Capital Corp. | Lynnfield | MA | 09/2015 | 11/2016 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 09/2015 | 12/2016 |
| First Allied Securities, Inc. | San Diego | CA | 09/2015 | 09/2022 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 09/2015 | 12/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: UNIVERSITY OF CALIFORNIA, IRVINE, INVESTMENT RELATED: NO, ADDRESS: 2372 MORSE AVE. #503, IRVINE, CA, 92614, NATURE OF BUSINESS: EDUCATIONAL, START DATE: 05/2022, POSITION/TITLE/RELATIONSHIP: ADVISORY COUNCIL, APX NUMBER OF HOURS PER WEEK: FIVE, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REVIEW CE PROGRAM FOR PROFESSIONALS, PROVIDE FEEDBACK ON EXISTING CURRICULUM AND UPDATES; 2. NAME OF OTHER BUSINESS: DOUBLEBIZZO; INVESTMENT RELATED: NO; ADDRESS: 4012 AMPUDIA ST, SAN DIEGO, CA 92110; NATURE OF BUSINESS: ENTERTAINMENT AND EDUCATION ON PINBALL; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: HOST; APX NUMBER OF HOURS PER WEEK: 2-4; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES:HOST PINBALL STREAMING CHANNEL, PLAY AND TALK ABOUT PINBALL GAMES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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