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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services, Inc. | Carlisle | PA | 01/2017 | 12/2019 |
| Highmark Inc. | Camp Hill | PA | 12/1999 | 01/2017 |
| Securities America, Inc. | Carlisle | PA | 01/2020 | 06/2024 |
| Securities America Advisors | Carlisle | PA | 01/2020 | 06/2024 |
| Osaic Wealth, Inc. | Carlisle | PA | 06/2024 | Present |
***BUSINESS UNDERWRITERS ASSOCIATES POSITION: Business relationship NATURE: We do insurance/annuity/LTC business via Business Underwriters Associates INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2017 ADDRESS: 3700 Embassy Pkwy, Suite 450, Akron OH 44333 DESCRIPTION: We process our insurance/annuity/LTC business through BUA. ***ANNETTE MCALISTER TRUST POSITION: Trustee NATURE: Trustee for my mother's trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2015 ADDRESS: 5913 Stephens Xing, Mechanicsburg PA 17050 DESCRIPTION: Along with my brother, I'm responsible for managing the assets in the trust. ***DBA - Cornerstone Wealth Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-21 |
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