Ari Marc Frazer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Plymouth Meeting, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Plymouth Meeting, PA

Other Businesses

Business Ownership; Ashford Wealth Advisors LLC; ; A legal entity set up to provide payroll for our financial planning practice.; 5 East Germanton PikePlymouth Meeting PA 19462, ,; Not Investment-Related; 06/14/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Ashford Consulting LLC; ; An LLC set up to own the real estate my financial planning practice occupies. No other activities.; 5East Germantown PikePlymouth Meeting PA 19462, ,; Not Investment-Related; 10/16/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Swim Dundalk LLC; none; a swim school for children; 1581 Merritt Boulevard, , Dundalk, MD, 21222; Not Investment-Related; 03/30/2023; 0 hours per month; 0 during trading hours / Swim Cockeysville, LLC; Co-owner; a learn to swim school for children; 9970 york road, , Cockeysville, MD, 21030; Not Investment-Related; 02/20/2025; 0 hours per month; 0 during trading hours. Board of Directors; Radnor Valley Country Club; Treasurer; 555 Sproul Road, , Radnor, PA, 19087; Not Investment-Related; 02/05/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-10-02
• S63 Uniform Securities Agent State Law Examination
  1995-10-24

Other Names

• Ari Marc Frazer