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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| PA | RA | APPROVED | 2003-10-14 |
Branch Locations
5 E Germantown Pike, Plymouth Meeting, PA 19462-1539 • United States
15 E Germantown Pike, Plymouth Meeting, PA 19462 • United States
Wayne, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plymouth Meeting | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 03/2020 | Present |
Business Ownership; Ashford Wealth Advisors LLC; ; A legal entity set up to provide payroll for our financial planning practice.; 5 East Germanton PikePlymouth Meeting PA 19462, ,; Not Investment-Related; 06/14/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Ashford Consulting LLC; ; An LLC set up to own the real estate my financial planning practice occupies. No other activities.; 5East Germantown PikePlymouth Meeting PA 19462, ,; Not Investment-Related; 10/16/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Swim Dundalk LLC; none; a swim school for children; 1581 Merritt Boulevard, , Dundalk, MD, 21222; Not Investment-Related; 03/30/2023; 0 hours per month; 0 during trading hours / Swim Cockeysville, LLC; Co-owner; a learn to swim school for children; 9970 york road, , Cockeysville, MD, 21030; Not Investment-Related; 02/20/2025; 0 hours per month; 0 during trading hours. Board of Directors; Radnor Valley Country Club; Treasurer; 555 Sproul Road, , Radnor, PA, 19087; Not Investment-Related; 02/05/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-24 |
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