Neal J Cooper

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Ubs Financial Services
  New York, NY

Other Businesses

1. Sabal Lake LLC, Co=owned apartment with my sister. We would like to rent for 3 months per year for rental, Proprietor / owner, Will require minimal time commitment of time. Occasionally might have to get a handyman or take care of some maintenance, start date-11/1/2022, RAton FL United States33434

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-03
• S63 Uniform Securities Agent State Law Examination
  1996-04-22