Matthew Graham Watters

Current Employers

Employment History

• 01/2006 → 06/2024
  Securities America, Inc.
  Ankeny, IA
• 03/2006 → 01/2020
  Securities America Advisors, Inc
  Ankeny, IA
• 07/2003 → Present
  Finra Arbitration
  Ankeny, IA
• 11/2019 → 01/2026
  Midwest Heritage Financial Advisors
  West Des Moines, IA
• 01/2006 → Present
  Midwest Heritage Financial Services
  West Des Moines, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  West Des Moines, IA
• 01/2026 → Present
  Midwest Heritage Financial Advisors
  West Des Moines, IA

Previous Registrations

• 2006-03-28 → 2020-01-10
  Securities America Advisors, Inc.
  Windsor Heights, IA
  Ankeny, IA
  West Des Moines, IA
• 2004-08-12 → 2006-01-10
  Lpl Financial Llc
  West Des Moines, IA
  Dubuque, IA
• 2001-06-12 → 2004-06-07
  Invest Financial Corporation
  West Des Moines, IA

Other Businesses

1. DBA - Midwest Heritage Financial Services 2. FINRA ARBITRATOR POSITION: Arbitrator NATURE: 1) INVOLVED AS A FINRA ARBITRATOR - START DATE: 7/2003 - 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2003 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265 DESCRIPTION: FINRA Arbitrator. 3. IPERS (Iowa Public Employee's Retirement System) Investment Board POSITION: Investment Board Member NATURE: 1) Public Employee Retirement Plan - 3% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2023 ADDRESS: 7401 Register Drive, Des Moines, IA 50321 DESCRIPTION: Provide oversight on investment performance and investment policies for the retirement system. 4. IPERS INVESTMENT BOARD MEMBER POSITION: Investment Board Member NATURE: Iowa Public Employees' Retirement System (IPERS) Investment Board member. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2023 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265 DESCRIPTION: Review investment policies and procedures and review investment performance of the retirement fund. 5. MIDWEST HERITAGE FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Sales and Service INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/17/2006 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265 DESCRIPTION: Insurance sales and service. 6. MIDWEST HERITAGE FINANCIAL ADVISORS POSITION: Financial Planner/CCO NATURE: MIDWEST HERITAGE FINANCIAL ADVISORS- INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT ADVISORY SERVICES - INVESTMENT RELATED: YES - LOCATED AT 3580 EP TRUE PKWY; WEST DES MOINES, IA 50265 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/08/2019 ADDRESS: 3580 EP TRUE PARKWAY, WEST DES MOINES IA 50265 DESCRIPTION: Fee-based planning. 7. SOUTH SHORE STORAGE, LLC POSITION: Owner/Partner NATURE: Storage condo for personal boat storage. Set up as an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2016 ADDRESS: 10133 NE Frisk Drive, Ankeny IA 50021, United States DESCRIPTION: Owner. Biennial filing. 8. MIDWEST HERITAGE BANK POSITION: NA NATURE: Federal Savings Bank INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2009 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265, United States DESCRIPTION: Serve on several committees of the bank (representing wealth management). 9. MIDWEST HERITAGE FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Sales and Service INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/17/2006 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265, United States DESCRIPTION: Insurance sales and service. 10. MIDWEST HERITAGE FINANCIAL ADVISORS POSITION: Financial Planner/CIO NATURE: MIDWEST HERITAGE FINANCIAL ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT ADVISORY SERVICES - INVESTMENT RELATED: YES - LOCATED AT 3580 EP TRUE PKWY ; WEST DES MOINES, IA 50265 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/08/2019 ADDRESS: 3580 EP TRUE PARKWAY, WEST DES MOINES IA 50265, United States DESCRIPTION: Fee-based planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-12
• S63 Uniform Securities Agent State Law Examination
  1995-10-23

Designations