Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-21 |
| NY | RA | APPROVED | 2023-05-01 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
3105 Quentin Rd, Brooklyn, NY 11234-4234 • United States
98 Cuttermill Rd Ste 248 S, Great Neck, NY 11021-3010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwartz Accounting Inc | Brooklyn | NY | 01/1980 | 04/2023 |
| Royal Alliance Associates, Inc. | Brooklyn | NY | 06/1998 | 10/2019 |
| Schwartz Consulting, Llc | Brooklyn | NY | 01/1995 | 04/2023 |
| 3105 Quentin Llc | Brooklyn | NY | 01/2007 | 04/2023 |
| 2214 Coleman Llc | Brooklyn | NY | 01/2007 | 04/2023 |
| Cetera Advisor Networks | El Segundo | CA | 10/2019 | 04/2023 |
| Ameriprise Financial Services | Hicksville | NY | 04/2023 | 04/2023 |
| Ameriprise Financial Services, Llc | Great Neck | NY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Great Neck | NY | 04/2023 | Present |
Business Ownership; Schwartz Accounting Inc.; Co-owner; Tax Preparation; 3105 Quentin Rd, , Brookyln, NY, 11234; Not Investment-Related; 01/01/1989; 60 hours per month; 60 during trading hours / 3103 q llc; Co-owner; Real Estate; 3103 Quentin Road, , Brooklyn, NY, 11234; Not Investment-Related; 12/01/2022; 1 to 9 hours per month; 0 during trading hours / 2214 coleman llc; Co-owner; Real Estate; 2214 Coleman street, , brooklyn, NY, 11234; Not Investment-Related; 02/04/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Schwartz Accounting Inc.; Co-owner; Tax Preparation; 3105 Quentin Rd, , Brooklyn, NY, 11234; Not Investment-Related; 01/01/1989; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-15 |
Reach out to this advisor