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Gia M Brophy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ridgewood, NJ

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-04-12
TX RA APPROVED 2006-04-12
  • NJ RA
    APPROVED
    Since 2006-04-12
  • TX RA
    APPROVED
    Since 2006-04-12

Branch Locations

25 N Maple Ave Ci Relationship Management, Ridgewood, NJ 07450 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 11/2005 Present
Other Businesses

LA PIAZZA RISTORANTE;NON-INVEST;11 CHURCH STREET PENNINGTON NJ;FOOD SERVICE;WAITRESS; 20 NON-TRADE HRS PR MO;WAITRESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-10
  • S66 Uniform Combined State Law Examination
    2006-04-10

View on SEC IAPD

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