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One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-12-11 |
Branch Locations
One Madison Avenue 18Th Floor, New York, NY 10010 • United States
Delray Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Distributors, Llc | Boca Raton | FL | 10/2009 | Present |
| Clearbridge Investments Llc | New York | NY | 10/2009 | Present |
| Legg Mason & Co, Llc. | Boca Raton | FL | 10/2009 | 07/2021 |
Season Rental Property; Boca Raton, FL; Owner; beg. 3/21/2021; approx 1 hour per month - no time devoted during normal securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-09 |
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