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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-04
TX RA APPROVED_RES 2026-06-03
  • MN RA
    APPROVED
    Since 2026-06-04
  • TX RA
    APPROVED_RES
    Since 2026-06-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

St Paul, MN • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eden Prairie MN 08/2009 03/2020
Lpl Financial Llc St Paul MN 06/2026 Present
Ameriprise Financial Services, Llc Minnetonka MN 03/2020 06/2026
Previous Registrations
Other Businesses

1. 05/2026 - Foresight Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 40 Hour(s) During Trading – Eden Prairie MN 55347 – OBA Start Date: 6/2/2026 2. 05/2026 - MB Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Eden Prairie MN 55347 – OBA Start Date: 06/29/2025 3. 05/2026 - Matthew Beck - Artist/ Musician - Not Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – Eden Prairie MN 55347 – OBA Start Date: 01/01/2016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
S63 Uniform Securities Agent State Law Examination 1995-10-26
  • S66 Uniform Combined State Law Examination
    2002-10-11
  • S63 Uniform Securities Agent State Law Examination
    1995-10-26
Designations

View on SEC IAPD

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