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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2006-10-24 |
| TX | RA | APPROVED | 2004-07-26 |
Branch Locations
45 E Washington St, Chagrin Falls, OH 44022 • United States
Macedonia, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Chagrin Falls | OH | 02/2004 | Present |
| Bank Of America, Na | Chagrin Falls | OH | 09/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-06 |
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