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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-07-01 |
| UT | RA | APPROVED | 2003-07-01 |
Branch Locations
299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States
Centerville, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
B&H INVESTMENT PROPERTIES, LLC, INV RELATED, CENTERVILLE, UT, CO-OWNER & MANAGER, START: 3/31/05, 1 HR/MONTH, 0 HRS DURING TRADING.; RESERVE AT CRIMSON RIDGE OWNER'S ASSOCIATION, INC; NOT INV RELATED; CENTERVILLE, UT; DIRECTOR; START 2/12; 2 HRS PER MONTH 0 DURING TRADING.; SUMMIT WEALTH HOLDINGS, LLC, NOT INVESTMENT RELATED, CENTERVILLE, UT, 50% OWNER, START: 11/2010, 0.5 HOURS PER MONTH/0 DURING TRADING, DUTIES: CO-OWNER & MANAGER. CRIMSON RIDGE PHASE TWO WATER CO. LLC, NOT INV RELATED, CENTERVILLE, UT, 50% OWNERSHIP, START 2/13/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGE WATER COMPANY.; TRUSTEE FOR AUNT, INV RELATED, WEST BOUNTIFUL, UT, START: 2/5/2020, 5 HRS/MONTH, 0 HRS DURING TRADING. HARBOR VIEW ESTATES HOMEOWNER ASSOCIATION, INC, NOT INVT RELATED, CENTERVILLE, UT, 50% OWNERSHIP, START DATE 3/31/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER OF HOA. PINEVIEW OVERLOOK HOMEOWNERS' ASSOCIATION INC; NOT INV RELATED; CENTERVILLE, UT; 50% OWNERSHIP; START DATE 9/10/2024; 1 HR PER MONTH; 0 DURING TRADING; CO-OWNER OF HOA. PINEVIEW OVERLOOK HOMEOWNERS' ASSOCIATION INC; NOT INV RELATED; CENTERVILLE, UT, BOARD OF TRUSTEE, START 9/9/24, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETING AND VOTING ON ANNUAL BUDGET;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-24 |
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