Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-07-01
UT RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01
  • UT RA
    APPROVED
    Since 2003-07-01

Branch Locations

299 S Main St 7Th Fl, Salt Lake City, UT 84111 • United States

Centerville, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
  • 1996-01-29 → 2003-07-01
    Prudential Equity Group, Llc
    Salt Lake City, UT
Other Businesses

B&H INVESTMENT PROPERTIES, LLC, INV RELATED, CENTERVILLE, UT, CO-OWNER & MANAGER, START: 3/31/05, 1 HR/MONTH, 0 HRS DURING TRADING.; RESERVE AT CRIMSON RIDGE OWNER'S ASSOCIATION, INC; NOT INV RELATED; CENTERVILLE, UT; DIRECTOR; START 2/12; 2 HRS PER MONTH 0 DURING TRADING.; SUMMIT WEALTH HOLDINGS, LLC, NOT INVESTMENT RELATED, CENTERVILLE, UT, 50% OWNER, START: 11/2010, 0.5 HOURS PER MONTH/0 DURING TRADING, DUTIES: CO-OWNER & MANAGER. CRIMSON RIDGE PHASE TWO WATER CO. LLC, NOT INV RELATED, CENTERVILLE, UT, 50% OWNERSHIP, START 2/13/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGE WATER COMPANY.; TRUSTEE FOR AUNT, INV RELATED, WEST BOUNTIFUL, UT, START: 2/5/2020, 5 HRS/MONTH, 0 HRS DURING TRADING. HARBOR VIEW ESTATES HOMEOWNER ASSOCIATION, INC, NOT INVT RELATED, CENTERVILLE, UT, 50% OWNERSHIP, START DATE 3/31/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER OF HOA. PINEVIEW OVERLOOK HOMEOWNERS' ASSOCIATION INC; NOT INV RELATED; CENTERVILLE, UT; 50% OWNERSHIP; START DATE 9/10/2024; 1 HR PER MONTH; 0 DURING TRADING; CO-OWNER OF HOA. PINEVIEW OVERLOOK HOMEOWNERS' ASSOCIATION INC; NOT INV RELATED; CENTERVILLE, UT, BOARD OF TRUSTEE, START 9/9/24, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETING AND VOTING ON ANNUAL BUDGET;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-01
S63 Uniform Securities Agent State Law Examination 1995-11-24
  • S65 Uniform Investment Adviser Law Examination
    1995-12-01
  • S63 Uniform Securities Agent State Law Examination
    1995-11-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor