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6160 Warren Parkway Suite 100, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-03-03 |
| TX | RA | APPROVED | 1998-08-24 |
Branch Locations
6160 Warren Parkway Suite 100, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olimpio Financial Group | Dallas | TX | 01/2000 | Present |
| Olimpio Neu & Associates | Dallas | TX | 05/1998 | Present |
1) REGISTRANT ALSO PROVIDES NON-INVESTMENT RELATED INSURANCE AND ACCOUNTING SERVICES AS A SOLE PROPRIETOR. REGISTRANT DEVOTES APPROXIMATELY 20 HOURS PER YEAR TO THIS ACTIVITY, SOME OF WHICH MAY BE DURING TRADING HOURS. 2) REGISTRANT HAS ALSO OWNED OLIMPIO FINANCIAL GROUP, A NON-INVESTMENT RELATED FINANCIAL CONSULTING FIRM LOCATED IN DALLAS, TX, SINCE 2000. REGISTRANT DEVOTES APPROXIMATELY 80 HOURS PER MONTH TO THIS ACTIVITY, SOME OF WHICH MAY BE DURING TRADING HOURS. 3) REGISTRANT IS PRESIDENT/CEO/MANAGER OF OFG CAPITAL, LLC, AN INVESTMENT PARTNERSHIP LOCATED IN DALLAS, TX, SINCE 2015. REGISTRANT DEVOTES APPROXIMATELY 3 HOURS PER MONTH TO THIS ACTIVITY, SOME OF WHICH MAY BE DURING REGULAR TRADING HOURS. 4) REGISTRANT IS MANAGING MEMBER OF OFG FIDUCIARY SERVICES, LLC, A NON-INVESTMENT RELATED FIDUCIARY SERVICES FIRM LOCATED IN DALLAS, TX, SINCE 2015. REGISTRANT DEVOTES APPROXIMATELY 2 HOURS PER MONTH TO THIS ACTIVITY, SOME OF WHICH MAY BE DURING REGULAR TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-19 |
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